Gavin Lee Filasek

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2008-08-05

LA RA
APPROVED

Since 2008-08-05

Branch Locations

1 Smart Way Suite 101, Baton Rouge, LA 70810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Life Insurance Company	Milwaukee	WI	01/2007	Present
Northwestern Mutual Investment Services, Llc	Baton Rouge	LA	01/2007	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	01/2016	Present

01/2007 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI
01/2007 → Present

Northwestern Mutual Investment Services, Llc

Baton Rouge, LA
01/2016 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. OWNER, KING FILASEK LLC (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 5/20/2020, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 3. 100% OWNER, FILASEK HOLDINGS, LLC, LEGAL ENTITY, START DATE: 8/23/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2008-07-02

S63 Uniform Securities Agent State Law Examination

2008-07-02