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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-16
CA RA APPROVED 2025-06-05
MT RA APPROVED 2025-06-05
NY RA APPROVED 2025-06-05
VA RA APPROVED 2025-06-05
WA RA APPROVED 2025-06-05
  • TX RA
    APPROVED_RES
    Since 2026-01-16
  • CA RA
    APPROVED
    Since 2025-06-05
  • MT RA
    APPROVED
    Since 2025-06-05
  • NY RA
    APPROVED
    Since 2025-06-05
  • VA RA
    APPROVED
    Since 2025-06-05
  • WA RA
    APPROVED
    Since 2025-06-05

Branch Locations

2555 Townsgate Rd Ste 300, Westlake Village, CA 91361 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Western International Securities, Inc. Pasadena CA 01/2013 06/2025
Lpl Financial Llc Westlake Village CA 06/2025 Present
  • 01/2013 → 06/2025
    Western International Securities, Inc.
    Pasadena, CA
  • 06/2025 → Present
    Westlake Village, CA
Previous Registrations
  • 2013-01-08 → 2025-06-05
    Western International Securities, Inc.
    Sherman Oaks, CA
    Sherman Oaks, CA
    Westlake Village, CA
    Sherman Oaks, CA
  • 2009-12-17 → 2013-01-14
    Van Nuys, CA
    Encino, CA
    Sherman Oaks, CA
    Valencia, CA
    Encino, CA
  • 2008-09-03 → 2009-12-19
    Newbury Park, CA
    Glendale, CA
    Westlake Village, CA
  • 2006-01-25 → 2008-09-10
    Wamu Investments, Inc.
    North Hollywood, CA
    North Hollywood, CA
    Northridge, CA
Other Businesses

1. 06/05/2025- GEORGE SINANIS-Non-Variable Insurance- INV Related-At Reported Business Location(s)- Start date 01/01/2016- 2 Hours Per Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-24
  • S66 Uniform Combined State Law Examination
    2000-05-24
Other Names
  • George Sinanis

View on SEC IAPD

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