Jimmy Lawrence Trotter

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-10-28
TN	RA	APPROVED	2025-10-27

SC RA
APPROVED

Since 2025-10-28
TN RA
APPROVED

Since 2025-10-27

Branch Locations

Mount Juliet, TN • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Houston	TX	11/2012	03/2017
Bank Of America, N.A.	Houston	TX	12/2012	03/2017
Jp Morgan Securities, Llc	Atlanta	GA	04/2017	01/2021
Morgan Stanley	Oklahoma City	OK	01/2021	06/2025
Morgan Stanley Private Bank, N.A	New York	NY	02/2021	06/2025
Lpl Financial Llc	Fort Mill	SC	10/2025	Present
Unemployed	Mount Juliet	TN	06/2025	10/2025

11/2012 → 03/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Houston, TX
12/2012 → 03/2017

Bank Of America, N.A.

Houston, TX
04/2017 → 01/2021

Jp Morgan Securities, Llc

Atlanta, GA
01/2021 → 06/2025

Morgan Stanley

Oklahoma City, OK
02/2021 → 06/2025

Morgan Stanley Private Bank, N.A

New York, NY
10/2025 → Present

Lpl Financial Llc

Fort Mill, SC
06/2025 → 10/2025

Unemployed

Mount Juliet, TN

Previous Registrations

2021-02-18 → 2025-07-01

Morgan Stanley

Nashville, TN

Oklahoma City, OK
2017-04-20 → 2021-02-01

J.P. Morgan Securities Llc

Atlanta, GA

Canton, GA

Woodstock, GA

Morrow, GA

Stockbridge, GA

Riverdale, GA

Acworth, GA

Marietta, GA

Marietta, GA

Marietta, GA

Smyrna, GA

Dunwoody, GA

Atlanta, GA

Decatur, GA

Chamblee, GA

Atlanta, GA

Decatur, GA

Decatur, GA

Atlanta, GA

Stone Mountain, GA

Decatur, GA

Atlanta, GA

Douglasville, GA

Lithia Springs, GA

Fayetteville, GA

Peachtree City, GA

Cumming, GA

Alpharetta, GA

Roswell, GA

Atlanta, GA

Atlanta, GA

Johns Creek, GA

Atlanta, GA

Roswell, GA

Atlanta, GA

Union City, GA

Duluth, GA

Lilburn, GA

Snellville, GA

Lawrenceville, GA

Lawrenceville, GA

Lilburn, GA

Norcross, GA

Norcross, GA

Duluth, GA

Mcdonough, GA

Hiram, GA

Conyers, GA

Marietta, GA

Buford, GA

Alpharetta, GA

Roswell, GA

Woodstock, GA

Alpharetta, GA

Alpharetta, GA

Marietta, GA

Cumming, GA

Roswell, GA

Canton, GA

Atlanta, GA

Lawrenceville, GA

Sugar Hill, GA

Marietta, GA

Suwanee, GA

Alpharetta, GA

Johns Creek, GA

Flowery Branch, GA

Kennesaw, GA

Newnan, GA

Dacula, GA

Marietta, GA

Atlanta, GA

Suwanee, GA

Kennesaw, GA

Decatur, GA

Atlanta, GA

Powder Springs, GA

Atlanta, GA

Atlanta, GA

Dunwoody, GA

Sandy Springs, GA

Peachtree Corners, GA

Atlanta, GA

Alpharetta, GA

Dunwoody, GA

Doraville, GA

Kennesaw, GA

Cumming, GA

Athens, GA

Savannah, GA

Dacula, GA

Cumming, GA
2013-03-13 → 2017-04-17

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Houston, TX

Houston, TX

Houston, TX

Houston, TX

Houston, TX

Houston, TX

Houston, TX

Houston, TX

Houston, TX

Houston, TX
2010-02-24 → 2010-10-08

Waddell & Reed

Memphis, TN

Other Businesses

1) 10/03/2025- Cozy Custom Homes LLC - Construction Company - New Residential Homes / Owner/President - Non-Inv. Related- Houston, TX - start date 05/07/2025 - 10hrs/mth, 0hrs during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-12-31

S66 Uniform Combined State Law Examination

2009-12-31

Other Names

Jimmy Lawrence Trotter
Jimmy Lawrence Trotter
Jimmy Lawrence Trotter
Jimmy L Trotter
Jimmy L Trotter

View on SEC IAPD