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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-07-01 |
Branch Locations
2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Lewisville | TX | 02/2011 | 06/2017 |
| Tiaa | Lewisville | TX | 02/2011 | 07/2017 |
| Jp Morgan Chase Bank | The Woodlands | TX | 07/2017 | 06/2019 |
| Jp Morgan Securities Llc | The Woodlands | TX | 07/2017 | 06/2019 |
| Morgan Stanley | Dallas | TX | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-21 |
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