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Inactive

Tamu Elaine Dawson

Charles Schwab Investment Management, Inc

Chicago, IL

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Current Employers
Charles Schwab Investment Management, Inc

425 Market Street Suite 1700, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-12-21
  • IL RA
    APPROVED
    Since 2023-12-21

Branch Locations

150 S Wacker Dr, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Chicago IL 01/2007 Present
Previous Registrations
  • 2009-03-02 → 2023-12-21
    Charles Schwab & Co., Inc.
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    Chicago, IL
    Westlake, TX
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-26
  • S66 Uniform Combined State Law Examination
    2009-02-26

View on SEC IAPD

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