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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-12-16 |
Branch Locations
100 Pringle Ave Suite 550, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Walnut Creek | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Walnut Creek | CA | 11/2016 | 12/2022 |
| Wells Fargo Advisors Financial Network, Llc | Walnut Creek | CA | 12/2022 | Present |
BPGE CAPITAL MANAGEMENT LLC, INV RELATED, WALNUT CREEK, CA, 23.3% OWNERSHIP, START 4/22/2022, 4 HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE. THE STATE BAR OF CALIFORNIA, NOT INVT RELATED, SAN FRANCISCO, CA, LAW LICENSE, START DATE 12/11/1989, 0 HRS PER MONTH, 0 HRS DURING TRADING, INACTIVE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-25 |
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