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Peter Martin Smith

LPl Financial LLC

Ada, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-11-10
MI RA APPROVED 2010-05-27
  • TX RA
    APPROVED_RES
    Since 2020-11-10
  • MI RA
    APPROVED
    Since 2010-05-27

Branch Locations

979 Spaulding Ave Se Ste A, Ada, MI 49301-3705 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Ada MI 01/2007 Present
  • 01/2007 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Ada, MI
Other Businesses

1.10/10/08- INDEPENDENT INSURANCE AGENT/10%/ ADA, MI. 2. 1/23/2019 - GrowTrust Partners LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/01/2019 - 160 Hours Per Month/6 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-22
S63 Uniform Securities Agent State Law Examination 2007-03-30
  • S66 Uniform Combined State Law Examination
    2010-04-22
  • S63 Uniform Securities Agent State Law Examination
    2007-03-30
Other Names
  • Peter Smith

View on SEC IAPD

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