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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-11-14
CO RA APPROVED 2023-11-13
TX RA APPROVED_RES 2023-11-13
  • FL RA
    APPROVED
    Since 2023-11-14
  • CO RA
    APPROVED
    Since 2023-11-13
  • TX RA
    APPROVED_RES
    Since 2023-11-13

Branch Locations

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

88 Inverness Circle East Suite H-101, Englewood, CO 80112 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Spc Ann Arbor MI 03/2010 11/2023
Parkland Securities, Llc Ann Arbor MI 08/2014 11/2023
Triad Advisors Norcross GA 11/2023 08/2024
Triad Hybrid Solutions Norcross GA 11/2023 Present
Osaic Wealth, Inc. Englewood CO 08/2024 Present
  • 03/2010 → 11/2023
    Ann Arbor, MI
  • 08/2014 → 11/2023
    Parkland Securities, Llc
    Ann Arbor, MI
  • 11/2023 → 08/2024
    Triad Advisors
    Norcross, GA
  • 11/2023 → Present
    Triad Hybrid Solutions
    Norcross, GA
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Englewood, CO
Previous Registrations
  • 2010-03-01 → 2023-11-10
    Ann Arbor, MI
    Englewood, CO
  • 2007-08-14 → 2009-11-17
    Woodbury Financial Services, Inc.
    Englewood, CO
Other Businesses

1. CLEARVIEW FINANCIAL,LLC POSITION: owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/25/2019 ADDRESS: 88 Inverness Circle East, Suite H-101, Englewood CO 80112, United States DESCRIPTION: offers financial services, sells various lines of insurance through various insurance companies, owner, dba 2. RIVERS EDGE LLC POSITION: owner NATURE: Its a cabin that we VRBO INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2021 ADDRESS: 3173 Soaring Eagle Lane, Castle Rock CO 80109, United States DESCRIPTION: co - owner and receive rental income from cabins rented through VRBO 3. ENGLEWOOD KNOLLS LLC POSITION: Investing partner silent NATURE: This is an LLC that we are building a small house subdivision. We will have a total of 4 houses built and sold. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/29/2024 ADDRESS: 5095 S. Gallepego S., Englewood CO 80110, United States DESCRIPTION: Silent investing partner. 4. BIRD DOG BUNKHOUSE LLC POSITION: president NATURE: This is the LLC that holds the branch office. We pay rent to this LLC for the office we use. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/10/2011 ADDRESS: 88 Inverness Circle East, Englewood CO 80112, United States DESCRIPTION: I own the LLC that holds the property that is our branch office.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-15
  • S66 Uniform Combined State Law Examination
    2007-05-15

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