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Inactive

Kristen Noelle Roder

Curi Capital, LLC

Chicago, IL

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Current Employers
Curi Capital, Llc

One North Wacker Drive Suite 3500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-06-07
  • IL RA
    APPROVED
    Since 2022-06-07

Branch Locations

One North Wacker Drive Suite 3500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jefferies Llc Chicago IL 01/2014 08/2020
Fidelity Chicago IL 08/2020 05/2022
Rmb Capital Management Chicago IL 06/2022 Present
  • 01/2014 → 08/2020
    Jefferies Llc
    Chicago, IL
  • 08/2020 → 05/2022
    Fidelity
    Chicago, IL
  • 06/2022 → Present
    Rmb Capital Management
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-16
  • S66 Uniform Combined State Law Examination
    2007-02-16
Designations
Other Names
  • Kristen Noelle Sutherland
  • Kristen N Sutherland
  • Kristen N Dileonardi
  • Kristen N Dileonardi
  • Kristen Noelle Dileonardi

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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