Guy John Fernald

Current Employers

Employment History

• 06/2015 → 10/2019
  1St Global Capital Corp
  Mount Arlington, NJ
• 06/2015 → 10/2019
  1St Global Advisors, Inc
  Mount Arlington, NJ
• 06/2015 → 09/2025
  Avantax Insurance Services, Inc.
  Mount Arlington, NJ
• 10/2019 → 09/2025
  Avantax Advisory Services
  Mount Arlington, NJ
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Mount Arlington, NJ
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Mount Arlington, NJ
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Mount Arlington, NJ
• 2015-06-18 → 2019-10-25
  1St Global Advisors Inc
  Mount Arlington, NJ
• 2012-10-01 → 2015-06-17
  J.P. Morgan Securities Llc
  Hackettstown, NJ
  Chester, NJ
• 2010-01-27 → 2012-10-01
  Chase Investment Services Corp.
  Chester, NJ
  Morris Plains, NJ
  Hackettstown, NJ
  Morris Plains, NJ
  Chester, NJ
  Mount Freedom, NJ
• 2007-05-22 → 2010-02-04
  Ameriprise Financial Services, Llc
  Florham Park, NJ

Other Businesses

1) NISIVOCCIA LLP POSITION: FINANCIAL ADVISOR NATURE: WEALTH MANAGEMENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 06/01/2015 ADDRESS: MT. ARLINGTON NJ 07856, United States DESCRIPTION: PROVIDING FINANCIAL PLANNING FOR WEALTH MANAGEMENT CLIENTS. 2) NISIVOCCIA WEALTH ADVISORS, LLC POSITION: WEALTH ADVISOR NATURE: WEALTH MANAGEMENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 8 START DATE: 06/01/2015 ADDRESS: MT. ARLINGTON NJ 07856, United States DESCRIPTION: PREPARE, FACILITATE, AND FOLLOW UP ON CLIENT MEETINGS;

Exams

• S66 Uniform Combined State Law Examination
  2007-05-21

Designations