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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-06
VA RA APPROVED 2007-04-23
  • TX RA
    APPROVED_RES
    Since 2022-06-06
  • VA RA
    APPROVED
    Since 2007-04-23

Branch Locations

150 Boush St Ste 603, Norfolk, VA 23510 • United States

Norfolk, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Virginia Beach VA 01/2007 03/2020
Ameriprise Financial Services, Llc Norfolk VA 03/2020 Present
Other Businesses

Business Ownership; HBMT LLC; Owner; LLC set up to manage practice; 1389 Sunset Drive, , Norfolk, VA, 23503; Not Investment-Related; 09/09/2009; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Smith Concessions; vending food and/or drink and training new employees on how to make various espresso drinks and helping out with whatever is needed; Retail; 1821 Crownsville Road, , Annapolis, MD, 21401; Not Investment-Related; 08/23/2025; 10 to 19 hours per month; 0 during trading hours. Other Business Activities; selling SRECs through SREC trade; passively generate SRECs through tracking production of home solar system; SRECs are then sold through a intermediary broker on RGGI marketplace per contract; 1389 Sunset Drive, , Norfolk, VA, 23503; Not Investment-Related; 01/01/2022; 0 hours per month; 0 during trading hours / pollworker/election; work at the polls on Election days to assist/enable citizens to vote; 810 Union Street, , norfolk, VA, 23510; Not Investment-Related; 03/05/2024; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-21
  • S66 Uniform Combined State Law Examination
    2007-04-21
Other Names
  • Heather Jean Miller
  • Heather Jean Miller-Tokarz

View on SEC IAPD

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