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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-08-30 |
| WA | RA | APPROVED | 2011-01-03 |
Branch Locations
555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States
1201 Pacific Ave 11Th Fl [Xq-Rbo], Tacoma, WA 98402 • United States
Lakewood, WA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United States Marine Corps Reserves | Oak Harbor | WA | 01/1996 | Present |
| Wells Fargo Advisors Llc | Gig Harbor | WA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Gig Harbor | WA | 11/2016 | Present |
JACKSON V EQUITY, LLC; INV RELATED; LAKEWOOD, WA; RENTAL PROPERTY; 33% OWNERSHIP WITH SPOUSE; START 6/2006; 4 HOURS PER MONTH, 0 DURING TRADING; MANAGER. OHANA VENTURES, LLC; INV RELATED; LAKEWOOD, WA; RENTAL PROPERTY; 50% OWNERSHIP WITH SPOUSE; START 10/2001; 4 HOURS PER MONTH, 0 DURING TRADING; MANAGER. RENTAL PROPERTY; INV-RELATED; LAKEWOOD, WA; 100% OWNERSHIP WITH SPOUSE; START: 09/01/2009; HOURS: 1 PER MONTH - 0 DURING TRADING; DUTIES: LANDLORD LINK SYSTEMS DBA LINK LANYARDS; NOT INVESTMENT RELATED; TACOMA,WA; 5% OWNERSHIP; START DATE 11/14/2019; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY, INVT RELATED, UNIVERSITY PLACE, WA, 50% OWNERSHIP WITH SPOUSE. START DATE 10/1/2016, 2 HRS PER MONTH, 0 HRS DURING TRADING, RENTAL MANAGEMENT. RENTAL PROPERTY UNITS, INVT RELATED, LAKEWOOD, WA, 33% OWNERSHIP WITH SPOUSE, START DATE 10/1/2016, 2 HRS PER MONTH, 0 HRS DURING TRADING, RENTAL MANAGEMENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-14 |
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