Gregory Lee Pauly

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-06-19
TX	RA	APPROVED_RES	2017-02-01
IN	RA	APPROVED	2007-04-24
WI	RA	APPROVED	2007-04-24

FL RA
APPROVED

Since 2017-06-19
TX RA
APPROVED_RES

Since 2017-02-01
IN RA
APPROVED

Since 2007-04-24
WI RA
APPROVED

Since 2007-04-24

Branch Locations

12075 N. Corporate Parkway Suite 200, Mequon, WI 53092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird & Co	Mequon	WI	12/2006	Present

12/2006 → Present

Robert W. Baird & Co

Mequon, WI

Other Businesses

(1)NAME AND ADDRESS: NOTRE DAME ALUMNI CLUB OF MILWUAKEE MILWAUKEE, WI 53217 NATURE OF ENTITY: N/A RESPONSIBILIITIES IN THIS ROLE: I WORK WITH YOUNG ALUMNI. I SET UP EVENTS AND SOCIAL GATHERINGS. HOURS DEVOTED: 2 HOURS A WEEK. (2) Name/Address: Riveredge Nature Center Start date: 5/24/21 Hours spent: 3 hours per month Hours spent during trading Hours: 0 hours during securities trading hours Role/Responsibility: Board Member / Investment committee: Being on the investment committee we evaluate investments, fees along with best practices. Investment related: Yes Name/Address: Camp Pauly LLC, W79N413 Ridgeway Lane, Cedarburg, WI 53012 Start Date: Dec 01, 2021 Hours Spent: less than 1 per month; During Trading Hours: 0 Role/Responsibility: Member Not Investment Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-03-23

S66 Uniform Combined State Law Examination

2007-03-23