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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-04-24
CA RA APPROVED 2025-04-22
  • VA RA
    APPROVED
    Since 2025-04-24
  • CA RA
    APPROVED
    Since 2025-04-22

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Arlington, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Inv. Mgmt./John Hancock Inv. Mgmt Distrib., Llc Boston MA 10/2006 03/2025
Capital Group / Capital Client Group, Inc. Los Angeles CA 04/2025 Present
  • 10/2006 → 03/2025
    John Hancock Inv. Mgmt./John Hancock Inv. Mgmt Distrib., Llc
    Boston, MA
  • 04/2025 → Present
    Capital Group / Capital Client Group, Inc.
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-08
S63 Uniform Securities Agent State Law Examination 2007-03-14
  • S66 Uniform Combined State Law Examination
    2017-12-08
  • S63 Uniform Securities Agent State Law Examination
    2007-03-14

View on SEC IAPD

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