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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2018-09-12 |
| TX | RA | APPROVED_RES | 2018-09-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Professionals, Inc. | Ash Flat | AR | 05/2009 | 08/2018 |
| Ameriprise Financial Services, Inc | Ash Flat | AR | 06/2018 | 08/2018 |
| Lpl Financial Llc | Ash Flat | AR | 08/2018 | Present |
| Fnbc Bank | Ash Flat | AR | 08/2018 | Present |
(1) 09/05/2018 - DBA for LPL Business (entity for LPL business) - FNBC Investment Services - 100% - INVESTMENT RELATED - ASH FLAT, AR 72513 (2) 9/24/2018 - SCOTT DAILY INC - Not Investment Related - at reported business location(s) - Title: President - Business Entity For Tax/Investment Purposes Only - Start Date:09/10/2018 - 160 Hours Per Month/8 Hours During Trading. (3) 07/12/2024 - Myers Davis (State of Arkansas Medicaid Waiver) - Outside/W-2 Employment - Not Investment Related - Home Based - Start Date 07/08/2024 - 150 Hours Per Month/ 10 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-08 |
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