Shirley Thompson

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-12-12
CA	RA	APPROVED	2007-07-12

TX RA
APPROVED_RES

Since 2019-12-12
CA RA
APPROVED

Since 2007-07-12

Branch Locations

3 Better World Cir, Temecula, CA 92590 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Riverside	CA	12/2006	Present
Bank Of America,Na	Riverside	CA	09/2009	Present

12/2006 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverside, CA
09/2009 → Present

Bank Of America,Na

Riverside, CA

Other Businesses

I*2062312, Entity Type Fiduciary, Name of OBA: TC Address: San Francisco, California, 94121 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 01/Feb/2025 No Hours: 1 Yearly No Hours during trading: 1 Yearly Duties: I*2246281, Entity Type: , Name of OBA: J L TTEE U/A DTD 10/01/2019 BY J L , Address: Murrieta, California, 92563, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 06-Mar-2025, No Hours: 2 Yearly, No Hours during Trading: 2 Yearly, Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-07-11

S66 Uniform Combined State Law Examination

2007-07-11

Other Names

Shirley Lin

View on SEC IAPD