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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-22
GA RA APPROVED 2014-02-25
  • TX RA
    APPROVED_RES
    Since 2016-07-22
  • GA RA
    APPROVED
    Since 2014-02-25

Branch Locations

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Marietta GA 02/2014 Present
Bank Of America, N.A. Marietta GA 03/2014 Present
Previous Registrations
  • 2010-07-09 → 2014-03-11
    Harrisdirect Llc
    Arlington, VA
  • 2009-06-01 → 2010-06-21
    Atlanta, GA
  • 2008-03-28 → 2009-06-01
    Atlanta, GA
  • 2007-09-06 → 2008-02-07
    Morgan Stanley & Co. Llc
    Atlanta, GA
Other Businesses

I*2352260, Entity Type: , Name of OBA: Rental Property 1, Address: prattville, Alabama, 36066, Investment Related: N, Position, Title, Association: Co-owner with non-family members, Employee State Date: 04/11/2025, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-31
  • S66 Uniform Combined State Law Examination
    2007-08-31
Other Names
  • Nisu Shah
  • Nisarg Dilip Shah
  • Nisu Shah
  • Nisarg Dilip Shah

View on SEC IAPD

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