Mark Lawrence Walsh

Current Employers

Walsh Financial Consulting

Oakland, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2014-06-26

CA RA
APPROVED

Since 2014-06-26

Branch Locations

Oakland, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Walsh Financial, Pc	Oakland	CA	12/2010	Present
Golden Gate University	San Francisco	CA	01/2011	12/2019
Magellan Federal	Oakland	CA	08/2023	02/2024
Zeiders Enterprises, Inc.	Alameda	CA	03/2017	07/2023

12/2010 → Present

Walsh Financial, Pc

Oakland, CA
01/2011 → 12/2019

Golden Gate University

San Francisco, CA
08/2023 → 02/2024

Magellan Federal

Oakland, CA
03/2017 → 07/2023

Zeiders Enterprises, Inc.

Alameda, CA

Previous Registrations

2014-04-14 → 2014-05-14

Tuttle Wealth Management, Llc

Riverside, CT
2014-04-07 → 2014-04-11

Sgl Financial, Llc

Buffalo Grove, IL
2007-03-05 → 2008-04-29

Ubs Financial Services Inc.

San Francisco, CA

Other Businesses

MARK LAWRENCE WALSH OPERATES HIS OWN INSURANCE AND FINANCIAL SERVICES AGENCY (DBA WALSH INSURANCE AND FINANCIAL SERVICES AGENCY). MR. WALSH RECEIVES COMMISSIONS ON INSURANCE PRODUCTS SOLD: LIFE INSURANCE, ANNUITIES, AND LONG-TERM CARE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-05-07
S66	Uniform Combined State Law Examination	2007-03-03

S65 Uniform Investment Adviser Law Examination

2013-05-07
S66 Uniform Combined State Law Examination

2007-03-03

Designations

Other Names

Mark L Walsh

View on SEC IAPD