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Sara Ann Schnoor

Ptma Investment Advisors

Milwaukee, WI

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Current Employers
Ptma Investment Advisors

2135 Citygate Lane 7Th Floor, Naperville, IL 60563 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-06-21
OK RA APPROVED 2022-06-09
MO RA APPROVED 2022-06-08
NE RA APPROVED 2022-06-08
WI RA APPROVED 2022-06-08
  • FL RA
    APPROVED
    Since 2022-06-21
  • OK RA
    APPROVED
    Since 2022-06-09
  • MO RA
    APPROVED
    Since 2022-06-08
  • NE RA
    APPROVED
    Since 2022-06-08
  • WI RA
    APPROVED
    Since 2022-06-08

Branch Locations

770 N. Jefferson, Suite 200, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pma Securities, Llc Milwaukee WI 11/2006 10/2021
Pma Financial Network, Llc Milwaukee WI 11/2006 10/2021
Prudent Man Advisors Milwaukee WI 06/2014 10/2021
Pma Securities, Llc Milwaukee WI 05/2022 Present
Pma Asset Management, Llc Milwaukee WI 05/2022 Present
Opengov Milwaukee WI 10/2021 05/2022
  • 11/2006 → 10/2021
    Pma Securities, Llc
    Milwaukee, WI
  • 11/2006 → 10/2021
    Pma Financial Network, Llc
    Milwaukee, WI
  • 06/2014 → 10/2021
    Prudent Man Advisors
    Milwaukee, WI
  • 05/2022 → Present
    Pma Securities, Llc
    Milwaukee, WI
  • 05/2022 → Present
    Pma Asset Management, Llc
    Milwaukee, WI
  • 10/2021 → 05/2022
    Opengov
    Milwaukee, WI
Previous Registrations
  • 2019-06-03 → 2021-10-25
    Ptma Investment Advisors
    Albertville, MN
  • 2014-07-21 → 2019-05-31
    Prudent Man Advisors, Inc.
    Milwaukee, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-04-17
S63 Uniform Securities Agent State Law Examination 2007-01-24
  • S65 Uniform Investment Adviser Law Examination
    2014-04-17
  • S63 Uniform Securities Agent State Law Examination
    2007-01-24
Other Names
  • Sara Ann Schoor

View on SEC IAPD

Other Firms

ROBERT W. BAIRD & CO. INCORPORATED
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC
BAIRD CAPITAL MANAGEMENT COMPANY, LLC
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC

Other Investors

GREGORY BERNARD GREENHOUSE
GREGORY S PINSKY
SCOTT JOHN HANSON
MICHAEL JOSEPH GLAISNER
ADAM JOSEPH KAPUSTA
PAMELA CAIN-HENRY
LAURA MARIE HEBERT
DANIEL JOSEPH RENOUARD

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC · MILWAUKEE, WI
BAIRD CAPITAL MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC · MILWAUKEE, WI

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