Inactive

Guy Michael Penn

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Current Employers

Core Planning

706 N Main St, Ofallon, MO 63366 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01
IL	RA	APPROVED	2023-03-29
MO	RA	APPROVED	2010-09-02

CA RA
APPROVED

Since 2025-01-01
IL RA
APPROVED

Since 2023-03-29
MO RA
APPROVED

Since 2010-09-02

Branch Locations

Ofallon, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rush Penn Llc	St. Louis	MO	03/2015	12/2018
Core Planning, Llc	St. Louis	MO	07/2010	Present

03/2015 → 12/2018

Rush Penn Llc

St. Louis, MO
07/2010 → Present

Core Planning, Llc

St. Louis, MO

Previous Registrations

2015-04-30 → 2018-12-31

Rush Penn, Llc.

St.LOus, MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-07-15
S63	Uniform Securities Agent State Law Examination	2007-03-19

S65 Uniform Investment Adviser Law Examination

2010-07-15
S63 Uniform Securities Agent State Law Examination

2007-03-19

Other Names

Guy Michael Penn
Guy Michael Penn

View on SEC IAPD

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