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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-08-22 |
| OH | RA | APPROVED | 2009-06-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Dublin | OH | 05/2009 | Present |
| Mml Investors Services, Llc | Dublin | OH | 06/2009 | Present |
(1) Name: Ryan Puckett Inv rel: Y Add: 5455 Rings Rd Suite 125 Dublin, OH. 43017 Nature: Life, DI, LTC and Fixed annuities insurance sales Position: Agent Start date: 8/25/2020 No. HR/MO: 5 No. HR/MO during sec trading: 5 (2) Name: RMB Realty Inv rel: Y Add: At Residential Address Nature: Rental Income Position: Owner Start date: 12/01/2020 No. HR/MO: 1 No. HR/MO during sec trading: 0 (3) Name: Fisher & Puckett Financial, LLC Inv rel: Y Add: 5455 Rings Road Suite 125, Dublin, OH 43017 Nature/Duties: Owner of LLC for pass through compensation Position: Owner Start date: 03/20/2024 No. HR/MO: 80 No. HR/MO during sec trading: 80 (4) Name: Dynamic Family Office, LLC Inv rel: Y Add: At Residential Address Nature: Consulting Position: Owner Start date: 05/01/2024 No. HR/MO: 10 No. HR/MO during sec trading: 10 Duties: Business consulting using ValuCompass assessments. Discuss and advise on gap analysis, key employee strategies, business exit strategies, and utilize a team-based model to form strategic alliances with third party services to help other proactive and holistic services. (5) NAME: Icon Financial Partners, LLC INV REL: Y ADD: 5455 RINGS RD, STE 125, DUBLIN OH 43017 NATURE: Owner of legal entity POSITION: Owner START DATE: 03/13/2026 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DESCRIBE DUTIES: Manage a team of financial planners
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-02-09 |
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