Brook Emme Thompson

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2022-06-09

Branch Locations

Plymouth, MA • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Waddell & Reed Inc	Omaha	NE	11/2013	03/2017
Various Insurance Carriers For W & R Insurance Agencies	Omaha	NE	11/2013	03/2017
Cwm, Llc	Omaha	NE	03/2017	05/2017
Cetera Advisors Networks, Llc	El Segundo	CA	05/2017	05/2018
Farm Bureau	Lincoln	NE	10/2018	01/2022
Fbl Marketing Services, Llc	West Des Moines	IA	11/2018	01/2022
Unemployment	Omaha	NE	05/2018	10/2018
Park Avenue Securities	New York	NY	06/2022	Present
Guardian Life Insurance Company	New York	NY	01/2022	Present
Guardian Life Insurance Company	Plymouth	MA	06/2024	Present
Guardian Life Insurance Company	Plymouth	MA	06/2024	Present

11/2013 → 03/2017

Waddell & Reed Inc

Omaha, NE
11/2013 → 03/2017

Various Insurance Carriers For W & R Insurance Agencies

Omaha, NE
03/2017 → 05/2017

Cwm, Llc

Omaha, NE
05/2017 → 05/2018

Cetera Advisors Networks, Llc

El Segundo, CA
10/2018 → 01/2022

Farm Bureau

Lincoln, NE
11/2018 → 01/2022

Fbl Marketing Services, Llc

West Des Moines, IA
05/2018 → 10/2018

Unemployment

Omaha, NE
06/2022 → Present

Park Avenue Securities

New York, NY
01/2022 → Present

Guardian Life Insurance Company

New York, NY
06/2024 → Present

Guardian Life Insurance Company

Plymouth, MA
06/2024 → Present

Guardian Life Insurance Company

Plymouth, MA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-12-06
S63	Uniform Securities Agent State Law Examination	2010-08-25