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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-08-12
FL RA APPROVED 2011-04-01
  • TX RA
    APPROVED_RES
    Since 2013-08-12
  • FL RA
    APPROVED
    Since 2011-04-01

Branch Locations

8840 Sw 136Th St, Miami, FL 33176 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 03/2011 Present
Bank Of America, N.A. Miami FL 07/2014 Present
Previous Registrations
Other Businesses

(1)RESIDENTIAL RENTAL PROPERTY, NOT INVESTMENT RELATED, LORETTO AVENUE CORAL GABLES FL, RENTAL PROPERTIES, OWNER, BEGAN 2002, 2 HOURS / MONTH, NOT DURING BUSINESS HOURS. (2)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY DISCLOSURE ID: 70833 INVESTMENT RELATED: Y ADDRESS OF BUSINESS: CORAL GABLES, FLORIDA 33146 NATURE OF BUSINESS: OTHER,RENTAL PROPERTY POSITION, TITLE, ASSOCIATION: OTHER, RENTAL PROPERTY START DATE OF RELATIONSHIP: 9/25/2006 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY. (3)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY DISCLOSURE ID: 70834 INVESTMENT RELATED: Y ADDRESS OF BUSINESS: MIAMI, FLORIDA 33133 NATURE OF BUSINESS: OTHER,RENTAL PROPERTY POSITION, TITLE, ASSOCIATION: OTHER, RENTAL PROPERTY START DATE OF RELATIONSHIP: 4/20/2005 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY. I*130529 For profit or not for profit: Non-Profit Organization Name of outside business organization: St. Hugh School Investment related: N Address of business: Miami, Florida 33133 Nature of business: Corporation, Position, title, association: Committee Member, Start date of relationship: 3/25/2020 Number of hours devoted: 4 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Finance Committee, I will not be managing or advising on any funds or investments. Simply guiding and give recommendations, along with the other committee members on how to best allocate funds within the school projects (playground, parking lot, IT) I*547252 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Coral Gables, Florida, 33134 Nature of business: Position, title, association: Sole owner, Start date of relationship: 4/1/2021 Number of hours devoted: 10 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , I*4867273, Entity Type: , Name of OBA: Rental Property - 09-Jul-26 - 1, Address: Coral Gables, Florida, 33146, Investment Related: N, Position, Title, Association: Sole owner, Employee Start Date: 09/01/2026, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-20
  • S66 Uniform Combined State Law Examination
    2008-06-20
Other Names
  • Alfonso Jimenez-Cruz

View on SEC IAPD

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