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Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-05
  • TX RA
    APPROVED
    Since 2021-10-05

Branch Locations

125 E John W Carpenter Fwy #1200, Irving, TX 75062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Westlake TX 07/2018 Present
Travelers Insurance Richardson TX 10/2016 07/2018
Goldman Sachs - Ayco Dallas TX 08/2021 Present
  • 07/2018 → Present
    Td Ameritrade
    Westlake, TX
  • 10/2016 → 07/2018
    Travelers Insurance
    Richardson, TX
  • 08/2021 → Present
    Goldman Sachs - Ayco
    Dallas, TX
Previous Registrations
Other Businesses

Administrator of the Estate of Helen Ruth Johnson. Activity will take place from Irving, TX. Organization is not primarily engaged in investment-related activity. Start Date: January 27, 2026. Two hours per month. Duties include serving as the Administrator of the estate.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-01
S63 Uniform Securities Agent State Law Examination 2018-10-12
  • S66 Uniform Combined State Law Examination
    2021-10-01
  • S63 Uniform Securities Agent State Law Examination
    2018-10-12
Other Names
  • Lisa Denise Johnson

View on SEC IAPD

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