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100 Coliseum Drive, Cohoes, NY 12047 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-05 |
Branch Locations
125 E John W Carpenter Fwy #1200, Irving, TX 75062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Westlake | TX | 07/2018 | Present |
| Travelers Insurance | Richardson | TX | 10/2016 | 07/2018 |
| Goldman Sachs - Ayco | Dallas | TX | 08/2021 | Present |
Administrator of the Estate of Helen Ruth Johnson. Activity will take place from Irving, TX. Organization is not primarily engaged in investment-related activity. Start Date: January 27, 2026. Two hours per month. Duties include serving as the Administrator of the estate.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-12 |
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