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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-29 |
| TX | RA | APPROVED_RES | 2026-04-22 |
Branch Locations
11555 Heron Bay Blvd Ste 200, Coral Springs, FL 33076 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Insurance Co. | Ft Lauderdale | FL | 12/2006 | 03/2017 |
| Metlife Securities, Inc | Ft Lauderdale | FL | 12/2006 | 03/2017 |
| Massmutual Life Insurance Co | Coral Springs | FL | 07/2016 | 04/2026 |
| Mml Investors Services, Llc | Coral Springs | FL | 03/2017 | 04/2026 |
| Lpl Financial | Coral Springs | FL | 04/2026 | Present |
1. 04/2026 - Principled Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 130 Hour(s) During Trading - Coral Springs FL 33071 - OBA Start Date: 4/20/2026 2. 04/2026 - Gabriel Bustamante - Non-Variable Insurance - Inv Related - 80 Hour(s)/Month - 80 Hour(s) During Trading - Coral Springs FL 33071 - OBA Start Date: 04/15/2026 3. 04/2026 - Core Principles Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 200 Hour(s)/Month - 140 Hour(s) During Trading - At Reported Business Location (s) - OBA Start Date: 4/20/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-03 |
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