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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-08-19
  • CA RA
    APPROVED
    Since 2020-08-19

Branch Locations

El Dorado Hills, CA • United States

Capitola, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc San Francisco CA 03/2014 06/2017
Morgan Stanley Wealth Management San Luis Obispo CA 07/2017 02/2018
Morgan Stanley Private Bank, National Association New York NY 07/2017 02/2018
Securian Financial Services Inc St Paul MN 05/2019 07/2020
Sgc Financial And Insurance Services San Mateo CA 05/2019 Present
Orora Landsberg Paso Robles CA 03/2018 09/2018
Torrin Vineyard Inc Paso Robles CA 10/2018 12/2019
Central Coast Designs Paso Robles CA 10/2018 Present
Lpl Financial San Mateo CA 08/2020 Present
  • 03/2014 → 06/2017
    San Francisco, CA
  • 07/2017 → 02/2018
    Morgan Stanley Wealth Management
    San Luis Obispo, CA
  • 07/2017 → 02/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 05/2019 → 07/2020
    Securian Financial Services Inc
    St Paul, MN
  • 05/2019 → Present
    Sgc Financial And Insurance Services
    San Mateo, CA
  • 03/2018 → 09/2018
    Orora Landsberg
    Paso Robles, CA
  • 10/2018 → 12/2019
    Torrin Vineyard Inc
    Paso Robles, CA
  • 10/2018 → Present
    Central Coast Designs
    Paso Robles, CA
  • 08/2020 → Present
    Lpl Financial
    San Mateo, CA
Previous Registrations
  • 2019-05-30 → 2020-09-04
    Securian Financial Services, Inc.
    San Mateo, CA
  • 2017-08-22 → 2018-02-13
    San Luis Obispo, CA
  • 2014-04-04 → 2017-06-12
    San Francisco, CA
  • 2010-06-01 → 2014-03-28
    San Francisco, CA
    Glen Burnie, MD
    San Jose, CA
    San Francisco, CA
    San Francisco, CA
    San Antonio, TX
    San Francisco, CA
    San Francisco, CA
Other Businesses

1) 9/2018 - Other - Central Coast Designs LLC - Bradley, CA 93426

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-28
  • S66 Uniform Combined State Law Examination
    2010-05-28
Other Names
  • Valerie Cisneros
  • Valerie Ann Cisneros

View on SEC IAPD

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