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Anthony Li-Chung Chen

Alc Capital Management, LLC

Seattle, WA

Seattle, WA

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Current Employers
Alc Capital Management, Llc

Seattle, WA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-02
WA RA APPROVED 2019-01-16
  • CA RA
    APPROVED
    Since 2026-01-02
  • WA RA
    APPROVED
    Since 2019-01-16

Branch Locations

Seattle, WA • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alc Capital Management, Llc Pleasanton CA 07/2006 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-27
  • S65 Uniform Investment Adviser Law Examination
    2006-11-27

View on SEC IAPD

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