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Louis Anthony Cardinale

Mml Investors Services, LLC

Bedford, NH

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2017-03-25
TX RA APPROVED_RES 2017-03-25
  • NH RA
    APPROVED
    Since 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-03-25

Branch Locations

360 Route 101 Unit 2, Bedford, NH 03110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Nashua NH 01/2015 03/2017
Mass Mutual Life Insurance Company Bedford NH 07/2016 Present
Mml Investors Services, Llc Bedford NH 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Nashua, NH
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    Bedford, NH
  • 03/2017 → Present
    Bedford, NH
Previous Registrations
  • 2010-09-08 → 2018-02-01
    Overland Park,, KS
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Nashua, NH
  • 2009-03-16 → 2015-01-02
    New England Securities
    Manchester, NH
    Manchester, NH
    Manchester, NH
    Nashua, NH
Other Businesses

(1)Name: Louis A Cardinale Inv rel: Y Add: 360 Route 101 Unit 2 Bedford NH 03110 Nature: Outside Insurance; Individual and Group Life, Individual and Group Health. Group DI. Position: Agent Start date: 10/01/2008 No. HR/MO: 4 No. HR/MO during sec trading: 4 (2)Name: Amherst Street Expense Sharing LLC Inv rel: N Add: 360 Route 101 Unit 2 Bedford NH 03110 Nature: Other: LLC used for business expenses and tax purposes Position: General Partner Amherst Street Expense Sharing Group Start date: 01/01/2013 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: Cost Sharing LLC. (3)Name: T.E.L.A. LLC Inv rel: Y Add: 360 Route 101 Unit 2 Bedford NH 03110 Nature: Rental Income; Investment Real Estate Position: Member of LLC Start date: 01/01/2022 No. HR/MO: 1 No. HR/MO dur trading: 0 Describe duties: Property Owner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-04-25
S63 Uniform Securities Agent State Law Examination 2007-02-16
  • S65 Uniform Investment Adviser Law Examination
    2008-04-25
  • S63 Uniform Securities Agent State Law Examination
    2007-02-16
Other Names
  • Louis Cardinale

View on SEC IAPD

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