Anthony Kheng-chuan Soh

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2020-10-30

WA RA
APPROVED

Since 2020-10-30

Branch Locations

Bothell, WA • United States

10900 Ne 4Th Street Ste 2300, #2413, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hornor Townsend & Kent Inc	Horsham	PA	12/2006	10/2020
Penn Mutual Life Ins Co	Horsham	PA	12/2006	Present
Royal Alliance	Bellevue	WA	10/2020	Present

12/2006 → 10/2020

Hornor Townsend & Kent Inc

Horsham, PA
12/2006 → Present

Penn Mutual Life Ins Co

Horsham, PA
10/2020 → Present

Royal Alliance

Bellevue, WA

Previous Registrations

2007-01-12 → 2020-11-02

Hornor, Townsend & Kent, Llc

Renton, WA

Renton, WA

Bellevue, WA

Bellevue, WA

Other Businesses

1) PACIFIC CAPITAL RESOURCE GROUP POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 03/04/2007 ADDRESS: 10900 NE 4th St, Suite 2300 #2413, Belleuve WA 98004, United States DESCRIPTION: Sale of Life, Disability, and Long Term Care Insurance. 2. ADVISORY RESOURCE GROUP, LLC POSITION: Advisor Education NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/31/2023 ADDRESS: 10900 Ne 4th St Suite 2300 #2413, Bellevue WA 98004, United States DESCRIPTION: Provide Advisor Education on Life insurance and annuity products. Assist advisors on planning strategy for their clients.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-01-11

S66 Uniform Combined State Law Examination

2007-01-11

Designations

Other Names

Tony K Soh

View on SEC IAPD