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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-11-07
TX RA APPROVED_RES 2016-11-03
  • NJ RA
    APPROVED
    Since 2016-11-07
  • TX RA
    APPROVED_RES
    Since 2016-11-03

Branch Locations

525 Washington Blvd Investment Solutions Group, Jersey City, NJ 07310 • United States

One Bryant Park Investment Solutions Group, New York, NY 10036 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Bayonne NJ 10/2016 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bayonne NJ 10/2016 Present
Unemployed Bayonne NJ 05/2015 09/2016
Previous Registrations
Other Businesses

1. For profit or not for profit: Y 2.Name of outside business organization: Rental Property -- Mirabella Condos (FL) 3.Investment related: N 4.Address of business: Jacksonville, FL 5.Nature of business: Rent out property in Jacksonville FL where I previously lived. 6.Compensation for Activity: Y 7.Position, title, association Owner 8.Start date of relationship: 01/01/2013 9.Number of hours devoted: 0 10.Number of hours devoted during trading hours: 0 11 Duties: Owner of property I*2297267, Entity Type: , Name of OBA: VJP Revocable Living Trust, Address: Bayonne, New Jersey, 07002, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 04-Apr-2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-05
  • S66 Uniform Combined State Law Examination
    2007-09-05
Other Names
  • Charlene J Rago
  • Charlene Javelosa Rago

View on SEC IAPD

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