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Jason Thomas Bockrath

Wells Fargo Clearing Services, LLC

Ann Arbor, MI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-04-03
MI RA APPROVED 2010-01-07
  • TX RA
    APPROVED_RES
    Since 2013-04-03
  • MI RA
    APPROVED
    Since 2010-01-07

Branch Locations

2723 S State St Ste 320, Ann Arbor, MI 48104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Ann Arbor MI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Ann Arbor MI 11/2016 Present
Previous Registrations
  • 2006-08-25 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Ann Arbor, MI
    St. Louis, MO
  • 2006-01-05 → 2006-06-19
    Natcity Investments, Inc.
    Ann Arbor, MI
    Grand Rapids, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-01-24
S63 Uniform Securities Agent State Law Examination 1999-01-18
  • S65 Uniform Investment Adviser Law Examination
    2004-01-24
  • S63 Uniform Securities Agent State Law Examination
    1999-01-18

View on SEC IAPD

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Other Offices

SPC · ANN ARBOR, MI
SPC · Ann Arbor, MI
LPL FINANCIAL LLC · ANN ARBOR, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI
FIRST HEARTLAND CONSULTANTS, INC. · ANN ARBOR, MI
LPL FINANCIAL LLC · ANN ARBOR, MI
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