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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-07-17 |
Branch Locations
66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa National Assocation | New York | NY | 05/2017 | 12/2018 |
| Hsbc Securities (Usa) Inc. | New York | NY | 09/2017 | 12/2018 |
| Hsbc Mexico | Mexico City | 10/2014 | 05/2017 | |
| Hsbc Group, United Kingdom | London | 04/2021 | 06/2022 | |
| Hsbc Group, Malta | Qormi | 06/2022 | 11/2023 | |
| Hsbc Securities (Usa) Inc. | St Helier | 04/2021 | Present | |
| Hsbc Bank Plc, Jersey Branch | St Helier | 11/2023 | Present | |
| Hsbc Bank Usa National Association | New York | NY | 12/2018 | 04/2021 |
FACT INC INV Ltda - NON INVESTMENT RELATED The company was a property developer but it is in running down mode(selling all its assets and holdings). I am a silent, non-executive, partner (33.3%). The business started in 2003 and at this point I do NOT work in the business at all. Address:Av Vereador Jose Diniz 3720 - conj 1308A, Sao Paulo, SP, Brazil 1. The name of the other business: Olive Tree Ltd 2. Whether the business is investment-related: No, the business will own a small single-engine airplane that will be rented out to a flight school 3. The address of the other business: 9 Bond Street, Saint Helier, JE2 3NP, Jersey 4. The nature of the other business: Asset holdings and rental 5. Your position: Owner 6. Title/Relationship with the other business: Owner 7. The start date of your relationship: 7/1/2026 8. The approximate number of hours/months you devote to the other business: 0 9. The number of hours you devote to the other business during securities trading hours: none 10. Briefly describe your duties relating to the other business I am merely the owner/director and outsourced to the flight school all administrative workload related to the airplane maintenance and collection of fees
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-27 |
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