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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-07-17
  • NJ RA
    APPROVED
    Since 2018-07-17

Branch Locations

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa National Assocation New York NY 05/2017 12/2018
Hsbc Securities (Usa) Inc. New York NY 09/2017 12/2018
Hsbc Mexico Mexico City 10/2014 05/2017
Hsbc Group, United Kingdom London 04/2021 06/2022
Hsbc Group, Malta Qormi 06/2022 11/2023
Hsbc Securities (Usa) Inc. St Helier 04/2021 Present
Hsbc Bank Plc, Jersey Branch St Helier 11/2023 Present
Hsbc Bank Usa National Association New York NY 12/2018 04/2021
  • 05/2017 → 12/2018
    Hsbc Bank Usa National Assocation
    New York, NY
  • 09/2017 → 12/2018
    New York, NY
  • 10/2014 → 05/2017
    Hsbc Mexico
    Mexico City
  • 04/2021 → 06/2022
    Hsbc Group, United Kingdom
    London
  • 06/2022 → 11/2023
    Hsbc Group, Malta
    Qormi
  • 04/2021 → Present
    St Helier
  • 11/2023 → Present
    Hsbc Bank Plc, Jersey Branch
    St Helier
  • 12/2018 → 04/2021
    Hsbc Bank Usa National Association
    New York, NY
Other Businesses

FACT INC INV Ltda - NON INVESTMENT RELATED The company was a property developer but it is in running down mode(selling all its assets and holdings). I am a silent, non-executive, partner (33.3%). The business started in 2003 and at this point I do NOT work in the business at all. Address:Av Vereador Jose Diniz 3720 - conj 1308A, Sao Paulo, SP, Brazil 1. The name of the other business: Olive Tree Ltd 2. Whether the business is investment-related: No, the business will own a small single-engine airplane that will be rented out to a flight school 3. The address of the other business: 9 Bond Street, Saint Helier, JE2 3NP, Jersey 4. The nature of the other business: Asset holdings and rental 5. Your position: Owner 6. Title/Relationship with the other business: Owner 7. The start date of your relationship: 7/1/2026 8. The approximate number of hours/months you devote to the other business: 0 9. The number of hours you devote to the other business during securities trading hours: none 10. Briefly describe your duties relating to the other business I am merely the owner/director and outsourced to the flight school all administrative workload related to the airplane maintenance and collection of fees

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-16
S63 Uniform Securities Agent State Law Examination 2007-09-27
  • S66 Uniform Combined State Law Examination
    2018-07-16
  • S63 Uniform Securities Agent State Law Examination
    2007-09-27

View on SEC IAPD

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