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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-08 |
| MO | RA | APPROVED | 2024-07-10 |
| KS | RA | APPROVED | 2024-06-12 |
Branch Locations
651 E Red Bridge Rd, Kansas City, MO 64131 • United States
4700 W 119Th St, Leawood, KS 66209 • United States
15440 Shawnee Mission Pkwy, Shawnee, KS 66217 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Belton | MO | 12/2006 | 07/2024 |
| J.P. Morgan Securities Llc | Belton | MO | 03/2024 | 07/2024 |
| Dennis Shook | San Francisco | CA | 06/2016 | 03/2020 |
| J.P. Morgan Securities Llc | Leawood | KS | 07/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Leawood | KS | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2007-01-05 |
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