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Frank Delucia

LPl Enterprise, LLC

Danbury, CT

Brookfield, CT

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-10
CT RA APPROVED 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2026-07-10
  • CT RA
    APPROVED
    Since 2024-11-14

Branch Locations

Danbury, CT • United States

14 Fairfield Drive Suite 108, Brookfield, CT 06804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Brookfield CT 12/2006 11/2024
Prudential Insurance Company Of America Brookfield CT 12/2006 Present
Lpl Enterprise, Llc Brookfield CT 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-31
  • S66 Uniform Combined State Law Examination
    2007-01-31

View on SEC IAPD

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