Michael A. Patton

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2025-06-02

PA RA
APPROVED

Since 2025-06-02

Branch Locations

Clarion, PA • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

51 N. 4Th Avenue, Clarion, PA 16214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Financial Specialists Llc	Schaumburg	IL	04/2012	06/2025
Cetera Investment Advisers Llc	Schaumburg	IL	04/2012	06/2025
Michael A. Patton	Clarion	PA	09/2010	06/2025
Patton Professional Group Llc	Leeper	PA	04/2012	10/2024
Pat Merwin Realty	Clarion	PA	11/2018	Present
Patton Insurance Services;	Clarion	PA	10/2024	06/2025
Lpl Financial	Clarion	PA	06/2025	Present

04/2012 → 06/2025

Cetera Financial Specialists Llc

Schaumburg, IL
04/2012 → 06/2025

Cetera Investment Advisers Llc

Schaumburg, IL
09/2010 → 06/2025

Michael A. Patton

Clarion, PA
04/2012 → 10/2024

Patton Professional Group Llc

Leeper, PA
11/2018 → Present

Pat Merwin Realty

Clarion, PA
10/2024 → 06/2025

Patton Insurance Services;

Clarion, PA
06/2025 → Present

Lpl Financial

Clarion, PA

Previous Registrations

2012-05-07 → 2025-06-02

Cetera Investment Advisers Llc

New Bethlehem, PA

Clarion, PA
2011-03-28 → 2012-06-01

Walnut Street Securities, Inc.

Leeper, PA

New Bethlehem, PA

Clarion, PA

Other Businesses

1) 2025-06-02 - Patton Financial Advising, LLC - Non-Variable Insurance - Y - at reported business location(s) - 2025-05-22 - 10hrs/mth - 10hrs/mth during trading 2) 2025-06-02 - Pat merwin Realty - Mortgage/Real Estate Services - Y - 232 Broad Street, New Bethlehem, PA 16242 - 2025-05-22 - 0hrs/mth - 0hrs/mth during trading 3) 2025-06-02 - Patton Professional Group, LLC - Business Entity For Tax/Investment Purposes Only - N - at reported business location(s) - 2025-05-22 - 0hrs/mth - 0hrs/mth during trading 4) 2025-06-02 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Patton Financial Advising, LLC - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2025-05-22 - 160hrs/mth - 8hrs/mth during trading 5) 2026-01-22 - Patton Financial Advising, LLC - Real Estate Rental - Y - - 2025-05-22 - 5hrs/mth - 0hrs/mth during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-12-29
S63	Uniform Securities Agent State Law Examination	2007-01-03

S65 Uniform Investment Adviser Law Examination

2010-12-29
S63 Uniform Securities Agent State Law Examination

2007-01-03

Other Names

Michael A. Patton
Michael Patton

View on SEC IAPD