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One South Street Suite 2500, Baltimore, MD 21202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-12-14 |
Branch Locations
One Montgomery Street Suite 3700, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | San Francisco | CA | 03/2012 | Present |
| Washington Crossing Advisors Llc | San Francisco | CA | 03/2020 | Present |
| Ziegler Capital Management, Llc (135622) | San Francisco | CA | 12/2015 | 02/2020 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-12 |
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