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Timothy T Sullivan

LPl Financial LLC

Ada, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-02-14
  • MI RA
    APPROVED
    Since 2018-02-14

Branch Locations

979 Spaulding Ave Se Ste A, Ada, MI 49301-3705 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments, Inc. East Grand Rapids MI 02/1999 02/2018
Lpl Financial Llc Ada MI 02/2018 Present
  • 02/1999 → 02/2018
    Sii Investments, Inc.
    East Grand Rapids, MI
  • 02/2018 → Present
    Ada, MI
Previous Registrations
  • 2010-09-30 → 2018-02-14
    Sii Investments, Inc.
    East Grand Rapids, MI
    East Grand Rapids, MI
Other Businesses

1. 02/14/2018 - No Business Name - Investment Related - Non-Variable Insurance - SALES AGENT - Fixed Insurance, Life Insurance, Long Term Care. 2. 2/19/2019 - Growtrust Partners - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/14/2019 - 240 Hours Per Month/200 Hours During Securities Trading. 3. 04/06/2022 - No Business Name - Investment Related - Marco Island, FL 34145 - Real Estate Rental - Start Date - 03/01/2022 - 3 Hours Per Month/0 Hours During Securities Trading. 4. 06/18/2024 - TS Financial - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/1/2024 - 40 Hrs/Mo During Trading. 5. 07/25/2024 - TMR Business Ventures - Other - Furniture Liquidation - Co-Owner/ Treasurer - Not Investment Related - Grand Rapids, MI - Start Date 07/03/2024 - 10 Hours Per Month/ 2 Hours During Trading 6. 11/10/2025 - TMR Business Ventures - Other - Reps Business - Co-Owner - Not Investment Related - Grand Rapids, MI - Start Date 07/01/2024 - 120 hours per month/ 80 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-16
S63 Uniform Securities Agent State Law Examination 2000-02-10
  • S66 Uniform Combined State Law Examination
    2003-01-16
  • S63 Uniform Securities Agent State Law Examination
    2000-02-10

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