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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-03-20 |
| NY | RA | APPROVED | 2026-03-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co | White Plains | NY | 06/2009 | 06/2021 |
| Nylife Securities, Llc | Melville | NY | 06/2009 | 06/2021 |
| Massmutual Life Insurance Co | Norwalk | CT | 06/2021 | 02/2026 |
| Mml Investors Services, Llc | Norwalk | CT | 07/2021 | 02/2026 |
| Park Avenue Securities | New York | NY | 03/2026 | 03/2026 |
| Guardian Life Insurance Company | New York | NY | 02/2026 | 03/2026 |
| Park Avenue Securities | Stamford | CT | 03/2026 | Present |
| Guardian Life Insurance Company | Stamford | CT | 03/2026 | Present |
| Guardian Life Insurance Company | Rye Brook | NY | 03/2026 | 03/2026 |
| Park Avenue Securities | Rye Brook | NY | 03/2026 | 03/2026 |
| Guardian Life Insurance Company | Westport | CT | 03/2026 | Present |
| Park Avenue Securities | Westport | CT | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 2012-02-27 |
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