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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • NJ RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

14 Walsh Dr Ste 100, Parsippany, NJ 07054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St Paul MN 04/2015 08/2023
Securian Financial Services, Inc St Paul MN 05/2015 08/2023
Allied Wealth Partners Parsippany NJ 05/2015 Present
Cetera Wealth Services, Llc Parsippany NJ 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 04/2015 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 05/2015 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 05/2015 → Present
    Allied Wealth Partners
    Parsippany, NJ
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Parsippany, NJ
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2020-07-16 → 2023-08-10
    Securian Financial Services, Inc.
    Parsippany, NJ
    St. Paul, MN
Other Businesses

ALLIED WEALTH PARTNERS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2015 ADDRESS: , Parsipanny NJ , United States DESCRIPTION: Agent/Broker

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-10
S63 Uniform Securities Agent State Law Examination 2010-11-10
  • S65 Uniform Investment Adviser Law Examination
    2020-07-10
  • S63 Uniform Securities Agent State Law Examination
    2010-11-10
Other Names
  • Edward L Giuliano

View on SEC IAPD

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