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Sara Elsa Arizpe

Ubs Financial Services Inc.

San Antonio, TX

San Antonio, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-30
  • TX RA
    APPROVED
    Since 2018-04-30

Branch Locations

Promenade One 17802 Ih 10 W Suite 210, San Antonio, TX 78257 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc San Antonio TX 10/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-30
S63 Uniform Securities Agent State Law Examination 2013-05-03
  • S66 Uniform Combined State Law Examination
    2018-04-30
  • S63 Uniform Securities Agent State Law Examination
    2013-05-03
Other Names
  • Sara E Arizpe

View on SEC IAPD

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