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Current Employers
Kayne Anderson Rudnick Investment Management, Llc

2000 Avenue Of The Stars Suite 1110, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-04-22
OH RA APPROVED 2026-04-15
CO RA APPROVED 2025-06-30
NC RA APPROVED 2023-05-23
FL RA APPROVED 2022-07-15
TX RA APPROVED_RES 2022-07-05
NY RA APPROVED 2022-06-29
RI RA APPROVED 2022-06-29
CA RA APPROVED 2015-02-06
  • SC RA
    APPROVED
    Since 2026-04-22
  • OH RA
    APPROVED
    Since 2026-04-15
  • CO RA
    APPROVED
    Since 2025-06-30
  • NC RA
    APPROVED
    Since 2023-05-23
  • FL RA
    APPROVED
    Since 2022-07-15
  • TX RA
    APPROVED_RES
    Since 2022-07-05
  • NY RA
    APPROVED
    Since 2022-06-29
  • RI RA
    APPROVED
    Since 2022-06-29
  • CA RA
    APPROVED
    Since 2015-02-06

Branch Locations

Castle Pines, CO • United States

2000 Avenue Of The Stars Suite 1110, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kayne Anderson Rudnick Investment Management Llc Los Angeles CA 01/2015 Present
Vp Distributors Llc Los Angeles CA 02/2015 Present
Previous Registrations
  • 2011-01-03 → 2014-12-18
    Minneapolis, MN
    Los Angeles, CA
    Beverly Hills, CA
  • 2009-04-28 → 2011-01-03
    Wells Fargo Investments, Llc
    El Segundo, CA
    El Segundo, CA
    Beverly Hills, CA
  • 2007-05-11 → 2009-01-29
    Banc Of America Investment Services, Inc.
    Los Angeles, CA
    Los Angeles, CA
Other Businesses

PROJECT ECHO; OTHER BUSINESS IS NOT INVESTMENT-RELATED; ADDRESS: PO BOX 2410, SANTA MONICA CA 90401; NATURE OF OTHER BUSINESS: A NON-PROFIT ORGANIZATION PROVIDING AT-RISK STUDENTS WITH A DYNAMIC ALTERNATIVE EDUCATION TO HELP THEM ACQUIRE USEFUL VOCATIONAL SKILLS AND ENTREPRENEURSHIP TRAINING AND EXPERIENCE; POSITION: ADVISORY BOARD MEMBER - NON-DIRECTOR/NON-VOTER; START DATE: 7/1/13; 1 1/2 HRS/MONTH DEVOTED TO OTHER BUSINESS; 0 HRS DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS; DUTIES: BOARD RECRUITMENT, ORGANIZATIONAL OPERATIONS, NETWORK, FUNDRAISING, ECT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-10
  • S66 Uniform Combined State Law Examination
    2007-05-10
Other Names
  • Dustin Gale

View on SEC IAPD

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