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Eric Jon Norris

Wells Fargo Clearing Services, LLC

Bellevue, WA

Bellevue, WA

Enumclaw, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-30
WA RA APPROVED 2013-11-18
  • TX RA
    APPROVED_RES
    Since 2023-06-30
  • WA RA
    APPROVED
    Since 2013-11-18

Branch Locations

205 108Th Ave Ne 6Th Fl, Bellevue, WA 98004 • United States

555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States

Enumclaw, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Minneapolis MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Minneapolis MN 11/2016 Present
Previous Registrations
  • 2011-01-03 → 2011-09-21
    Wells Fargo Clearing Services, Llc
    Minneapolis, MN
    Charlotte, NC
    Minneapolis, MN
  • 2010-07-08 → 2011-01-03
    Wells Fargo Investments, Llc
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
    Seattle, WA
    Minneapolis, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-07-07
S63 Uniform Securities Agent State Law Examination 1998-11-12
  • S65 Uniform Investment Adviser Law Examination
    2010-07-07
  • S63 Uniform Securities Agent State Law Examination
    1998-11-12

View on SEC IAPD

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Other Offices

BASECAMP WEALTH ADVISORS, LLC · BELLEVUE, WA
THREADLINE WEALTH · BELLEVUE, WA
SCS · BELLEVUE, WA
STEWARD CAPITAL LLC. · BELLEVUE, WA
GALLAGHER FIDUCIARY ADVISORS, LLC · Bellevue, WA
LPL FINANCIAL LLC · BELLEVUE, WA
LIDO · BELLEVUE, WA
FOCUS PARTNERS WEALTH, LLC · Bellevue, WA

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