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Dawn Marie Aquilina

Ubs Financial Services Inc.

Palo Alto, CA

94536, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-08-17
  • CA RA
    APPROVED
    Since 2015-08-17

Branch Locations

305 Lytton Avenue, Palo Alto, CA 94301 • United States

94536, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Menlo Park CA 11/2008 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-28
S63 Uniform Securities Agent State Law Examination 2007-11-19
  • S65 Uniform Investment Adviser Law Examination
    2015-09-28
  • S63 Uniform Securities Agent State Law Examination
    2007-11-19

View on SEC IAPD

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