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Brian William Arnold

Charles Schwab & Co., Inc.

Peru, IN

Indianapolis, IN

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-01-10
  • IN RA
    APPROVED
    Since 2019-01-10

Branch Locations

Peru, IN • United States

8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Peru IN 03/2013 Present
Happy Homes, Llc. Peru IN 02/2001 Present
Schwab Priviate Client Investment Advisory, Inc Indianapolis IN 01/2016 01/2019
  • 03/2013 → Present
    Charles Schwab & Co., Inc.
    Peru, IN
  • 02/2001 → Present
    Happy Homes, Llc.
    Peru, IN
  • 01/2016 → 01/2019
    Schwab Priviate Client Investment Advisory, Inc
    Indianapolis, IN
Previous Registrations
Other Businesses

1) Happy Homes, LLC. | Investment Related:No|2397 South Business 31|Peru|IN|46970|USA|Real Estate (Non-Agent/Broker)|Member|2/1/2001|Less than 20|0|Property management company. We own and maintain rental properties. We only service properties that we own. When we purchase properties we only use our own funds. We don't solicit outside investment.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-08
S63 Uniform Securities Agent State Law Examination 2013-06-14
  • S66 Uniform Combined State Law Examination
    2015-06-08
  • S63 Uniform Securities Agent State Law Examination
    2013-06-14
Other Names
  • Brian Arnold

View on SEC IAPD

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