Dana S Branham

Current Employers

Employment History

• 04/2012 → 09/2018
  Lpl Financial Llc
  Lexington, KY
• 09/2018 → 09/2018
  Valic Financial Advisors, Inc.
  Greensboro, NC
• 12/2018 → 04/2025
  Lpl Financial, Llc
  Fort Mill, SC
• 04/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 04/2025 → Present
  Cetera Advisors Llc
  Greenwood Village, CO
• 04/2025 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 04/2025 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 04/2025 → Present
  Cetera Investment Advisers
  Schaumburg, IL
• 05/2016 → Present
  Real Estate Broker - Referrals Only
  Charlotte, NC
• 02/2019 → Present
  Author
  Charlotte, NC

Previous Registrations

• 2019-01-09 → 2025-04-24
  Lpl Financial Llc
  Fort Mill, SC
  Charlotte, NC
• 2018-09-24 → 2018-12-13
  Valic Financial Advisors, Inc.
  Greensboro, NC
• 2012-04-13 → 2018-10-09
  Lpl Financial Llc
  Lexington, KY
  Danville, KY
  Lexington, KY
• 2008-01-07 → 2012-04-11
  Edward Jones
  Lexington, KY
  Lexington, KY
  St Louis, MO

Other Businesses

1. NAME OF OTHER BUSINESS: REAL ESTATE BROKER - REFERRALS ONLY INVESTMENT RELATED: NO ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: REAL ESTATE START DATE: 05/2016 POSITION/TITLE/RELATIONSHIP: REAL ESTATE BROKER - REFERRALS ONLY APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: CURRENTLY ONLY REFER BUSINESS TO OTHER AGENTS IF IT COMES. 2. NAME OF OTHER BUSINESS: Alpha Kappa Alpha Sorority, Inc - Mid-Atlantic Region INVESTMENT RELATED: NO ADDRESS: 5656 South Stony Island Avenue CHICAGO, IL NATURE OF BUSINESS: Board START DATE: 07/2022 POSITION/TITLE/RELATIONSHIP: Regional Treasurer APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: Manage and report all incoming and outgoing funds. Deposit checks and cash received, which constitute less than 5% of incoming funds. Write checks for Regional Director to sign; treasurer is not a signer on the account(s). 3. NAME OF OTHER BUSINESS: AUTHOR INVESTMENT RELATED: NO ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: AUTHOR OF BOOK SOLD ON AMAZON START DATE: 02/2019 POSITION/TITLE/RELATIONSHIP: AUTHOR APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: AUTHOR

Exams

• S66 Uniform Combined State Law Examination
  2007-03-09

Designations

Other Names

• Dana S. Branham
• Dana Branham