Karan Sood

Current Employers

Vest Financial Llc

8350 Broad St Suite 240, Mclean, VA 22102-5150 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2014-12-08

VA RA
APPROVED

Since 2014-12-08

Branch Locations

8350 Broad St Suite 240, Mclean, VA 22102-5150 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Vest Financial, Llc	Mclean	VA	07/2012	Present
First Dominion Capital Corp.	Richmond	VA	09/2016	06/2022
Vest Securities, Llc	Mclean	VA	11/2021	Present

07/2012 → Present

Vest Financial, Llc

Mclean, VA
09/2016 → 06/2022

First Dominion Capital Corp.

Richmond, VA
11/2021 → Present

Vest Securities, Llc

Mclean, VA

Other Businesses

1) Vest Financial LLC; Investment Advisory firm; 8350 Broad Street, Suite 240, McLean, VA 22102; CEO and Portfolio Manager ; Start Date 07/2012; Approximately 160 hrs per month; 40 hours/week during security trading hours; Duties: Executive and Portfolio Management duties; Compensated through salary and management bonus tied to overall growth of business. 2) Vest Group; Holding Company; 8350 Broad Street, Suite 240, McLean, VA 22102; Managing Member; Less than 5 hour per month devoted to activity, some may be during trading hours; Role is to manage the passive legal entity.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-12-08
S63	Uniform Securities Agent State Law Examination	2007-06-19

S65 Uniform Investment Adviser Law Examination

2014-12-08
S63 Uniform Securities Agent State Law Examination

2007-06-19