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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-15 |
| CA | RA | APPROVED | 2011-10-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Palo Alto | CA | 10/2011 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 02/2015 | Present |
*373229 - Monat; Not Investment related; Hair care products; Independent Contractor (proprietor, partner, officer, director, employee, trustee, agent); May 2019; During business hours: 0; After business hours: 2; Selling of hair care products. *422110 - Park Lane Jewelry; Investment related No; Schaumburg, IL; Retail/Online Stores; Independent Distributor (proprietor, partner, officer, director, employee, trustee, agent); Jan 2021; During business hours: 0; After business hours: 15; Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-21 |
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