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Kimberly Dawn Redfern

Morgan Stanley

Knoxville, TN

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2020-04-08
TX RA APPROVED 2020-02-24
CA RA APPROVED 2018-11-09
  • TN RA
    APPROVED
    Since 2020-04-08
  • TX RA
    APPROVED
    Since 2020-02-24
  • CA RA
    APPROVED
    Since 2018-11-09

Branch Locations

Landmark Center 1111 North Shore Dr Ste N-160, Knoxville, TN 37919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Knoxville TN 08/2007 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-09
  • S66 Uniform Combined State Law Examination
    2018-11-09
Other Names
  • Kimberly Dawn Higgins

View on SEC IAPD

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