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Vincent Salvatore Tracy

J.P. Morgan Securities LLC

Miami, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-23
TX RA APPROVED 2024-04-22
  • FL RA
    APPROVED
    Since 2024-04-23
  • TX RA
    APPROVED
    Since 2024-04-22

Branch Locations

1450 Brickell Ave Floor 33, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alliance Bernstein New York NY 04/2011 01/2019
Jpmorgan Chase Bank Na Naples FL 01/2019 Present
Jpmorgan Securities Llc Naples FL 01/2019 Present
  • 04/2011 → 01/2019
    Alliance Bernstein
    New York, NY
  • 01/2019 → Present
    Jpmorgan Chase Bank Na
    Naples, FL
  • 01/2019 → Present
    Jpmorgan Securities Llc
    Naples, FL
Other Businesses

Entity Name: Apptronik Investment related: No "Address: https://apptronik.com/ 11701 Stonehollow 4, STE 150Austin, TX 78758 " Nature of the other business: Robotics Position/Title/Relationship: Owner/Partner Start Date: 10/15/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: I have zero ties to the company, I'm purely investing in it. Apptronik is a spinout from the Human Centered Robotics Lab at the University of Texas at Austin. We were founded in early 2016 with the goal of bringing forth the next generation of robots that will change the way we live and work. We have built some of the most diverse robots, spanning from exoskeletons to humanoid torsos, biped mobility platforms, and unique robotic arms that lift more than they weigh. "

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-22
S63 Uniform Securities Agent State Law Examination 2012-04-13
  • S65 Uniform Investment Adviser Law Examination
    2024-04-22
  • S63 Uniform Securities Agent State Law Examination
    2012-04-13
Other Names
  • Vincent S Tracy
  • Vincent Salvatore Tracy

View on SEC IAPD

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