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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2012-12-18
TX RA APPROVED_RES 2012-02-10
FL RA APPROVED 2007-01-29
  • VI RA
    APPROVED
    Since 2012-12-18
  • TX RA
    APPROVED_RES
    Since 2012-02-10
  • FL RA
    APPROVED
    Since 2007-01-29

Branch Locations

8840 Sw 136Th St, Miami, FL 33176 • United States

8840 Sw 136Th St Pbig - Florida Pwm Falls, Miami, FL 33176 • United States

Palmetto Bay, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 11/2006 Present
Bank Of America, N.A. Miami FL 05/2011 Present
Other Businesses

I*1516287 For profit or not for profit: Name of outside business organization: Kendall United Methodist Church Investment related: N Address of business: Nature of business: Position, title, association: Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: The role is a member of the Committee of Finance for Kendall United Methodist Church. We would help oversee certain elements of the annual budget which are set by the Budget Committee.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-25
  • S66 Uniform Combined State Law Examination
    2007-01-25

View on SEC IAPD

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